London, July 28, 2025 – Quod Financial is proud to announce the successful completion of its SOC 2 Type II audit, receiving an Unqualified Opinion from Prescient Assurance LLC, affirming that the company meets the highest standards for data security, availability, and operational integrity.
What is SOC 2 Type II?
SOC 2 Type II is an internationally recognized auditing standard developed by the American Institute of Certified Public Accountants (AICPA). It assesses an organization’s internal controls over a defined period — in Quod Financial’s case, from December 2, 2024, to June 2, 2025 — and provides assurance on how effectively a company safeguards customer data and ensures system integrity.
What does Quod Financial’s SOC 2 Type II compliance mean for you?
- Continuous and Verified Operational Security: The successful audit confirms that Quod Financial’s security controls are not only well-designed but also operate consistently and effectively to protect client data and systems over a continuous audit period of 6 months.
- End-to-End Trust: From infrastructure and software to internal processes, the audit validates our ability to meet rigorous criteria for Security, as defined by the AICPA Trust Services Criteria.
- Independent Assurance: The Unqualified Opinion from Prescient Assurance LLC — a global leader in risk management and compliance audits — represents the highest level of assurance a company can receive under SOC 2 Type II.
For more information about Quod Financial and its information security practices, please visit our Trust Center.
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Quod Financial delivers advanced multi-asset trading technology through Unity — a modular, cross-asset architecture designed to interconnect the full order lifecycle. Unity provides normalized integration across all trading workflows, empowering financial institutions to automate, customize, and scale their trading infrastructure without disruption.
Built on Unity, Quod’s product suite includes high-performance OMS, EMS, Smart Order Routing (SOR), Algorithmic Trading, Internalization of Liquidity, and dynamic market connectivity — all accessible through a flexible, data-driven, and AI-enhanced platform.
For more information, visit: www.quodfinancial.com
Quod Marketing
+44 20 7997 7020
marketing@quodfinancial.com
